Guggenheim Partners Pays $20 Million to Settle S.E.C. Charges – The New York Times

Guggenheim Partners Pays $20 Million to Settle S.E.C. Charges

The settlement covers a charge brought by the Securities and Exchange Commission that the firm failed to disclose a $50 million loan from a client to an executive.

http://www.nytimes.com/2015/08/11/business/guggenheim-partners-pays-dollar20-million-to-settle-sec-charges.html?partner=rss&emc=rss&_r=0